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Institute for Sustainability and Technology Policy



Urban ecology in Indonesia

The Kampung Improvement Program (KIP)

By Dr Jeff Kenworthy
© 1997 Photographs by Dr Jeff Kenworthy © 1994 All Rights Reserved

Contents


Introduction

This case study describes a successful programme of urban revitalisation carried out amongst traditional, mostly poorer urban communities in Indonesia. The programme has led to greatly enhanced sustainability of the communities participating in the scheme, not only from a physical perspective but also in social, cultural and economic terms.

The programme called KIP or Kampung Improvement Programme, and its sister programme of 'soft' urban renewal based on walk-up flats, has been very active and successful in East Java, particularly in Surabaya where they have enjoyed the collaboration and strong support of the Institute Technology 10 November Surabaya (ITS) (mostly under the guidance of Professor Johan Silas of the Laboratory of Housing and Human Settlements), and the City of Surabaya. KIP is now applied in 500 Indonesian cities and towns including Jakarta, Bandung and Semarang.

In order to provide the necessary context for understanding the unique nature of the Indonesian kampung, the case study commences with a general description of what a kampung is, followed by an "after KIP" description of a kampung environment, as well as something of the wider environment in which the kampung exists. This is followed by a simple description of the achievements of KIP and the walk-up flat programme and the planning and implementation processes employed.

In a developing world characterised by often degraded, wretched urban environments, it is difficult not to be impressed with the achievements of KIP. While not romanticising what has been done, or overlooking what is yet to be achieved, it is useful to understand this relatively successful urban sustainability programme in what it has done for the living conditions of kampung residents and the basis of its success. It is a model of how greening and reduced travel needs can go together.

What is a kampung?

Kampungs are the traditional form of indigenous urban development in Indonesia which have grown organically and incrementally over many years without planning guidance or regulations, building codes or centralised, coordinated service provision. They are do-it-yourself, self-help human habitats. Kampungs are the result of urban expansion, densification and agglomeration of villages, eventually forming contiguous towns and cities. Their gradual development has often involved utilising land very poorly suited to residential settlement, eg land subject to regular flooding, swamps and cemetries.
Kampungs are found in all areas of Indonesian cities and are formally recognised as part of the urban housing system. In fact, in Surabaya they house 63% of the population on only 7% of the total urban area and can be found in the CBD, government and civic areas, shopping districts and expensive housing areas. Often they are ringed in with well-to-do housing and as early as 1923 the first attempts at a programme to improve kampungs was initiated to prevent disease spreading from these poor areas to the neighbouring better-off residential districts. On an annual basis, the traditional self-help approach to housing (including middle and higher income groups) provides 85% of the housing needs in Surabaya. What is more, over 50% of houses in kampungs have some sort of home industry or other form of local employment, so that these areas are an absolutely crucial part of the urban economy.

In summary, a kampung can be described as having the following features (Silas, 1993):

it is not a squatter settlement or a slum; it is a tight agglomeration of continuous and incrementally developed self-help housing, built mostly on traditionally owned land in traditional ways;

it is an indigenous concept of housing and community of various sizes, shapes and densities, catering for mostly low and middle-to-low income families at different dwelling price levels;

it generates within itself vast home industries ranging from manufacturing of leather, cloth and metal goods to various foods and services;

Silas suggest that after KIP, a kampung provides an opportunity for the indigenous "east" to meet the modern "west" but to do so by preserving its context, lifestyle and uniqueness.

A typical kampung after KIP

The kampung environment presents a rich, dense tapestry of self-built houses of varying quality and size, narrow paths and lanes alive with people walking, riding bikes and talking, children playing, residents selling tropical fruits, fish and other produce and women drying washing in these relatively clean and quiet streets. Street vendors ply the footpaths with their bicycles selling a variety of foodstuffs and other wares from elaborate, multi-level, purpose-built contraptions sitting astride the rear of the bike. Home industries such as traditional mask-making and footwear manufacture spill out onto the paths in these spatially constrained living environments.
The paths of course form the basic access for every property in the kampung, but in reality they are at once frontyard, market stall, playground, meeting place and thoroughfare to the thousands of residents of each kampung.
Kampung streets express that melding of transportation, social, economic and cultural functions which was common in the pre-automobile city of the west, but which has been lost in favour of the street as merely a conduit for automobiles.

Physically, kampungs consist of low rise, extremely compact, small houses, each with a doorway directly onto the pathway.

This interface between public and private worlds is frequently straddled by the residents sitting in their doorways, talking, working and selling goods and produce. From above, the urban form appears as an almost contiguous, tight matrix of red-tiled roofs and the densities achieved in such environments (in some cases over 1000 people per ha, compared to typical figures of 10 to 15 per ha in US and Australian cities), bear witness to the frugal use of land and the relatively large household sizes.

Looking down on the kampung, the narrow paths are barely visible, identifiable only as corridors of green, fruit-bearing trees which shade these public access ways from the tropical heat. Larger streets are relatively few and car traffic is discouraged. Houses are mixed together with an intense variety of other uses such as schools, mosques, small shops, manufacturing establishments, community centres and so on.

The paths which knit the urban fabric together, as might be imagined from the activities they support, are almost exclusively for non-motorised traffic, mainly pedestrians, bicycles or becaks, the traditional three-wheel bicycle taxis which still ply the streets of Surabaya, but which have been banished in Jakarta by the central government. Small motor cycles owned by residents also use the narrow streets but strict speed limits of 5 km/h apply. Motor cycles are often just pushed through the kampung.

Ringing most kampungs in Surabaya are major traffic arteries along which residents of the kampungs travel to other destinations within the city, mostly on foot or bike or by using the overcrowded mini- and midi-buses. These buses, along with a burgeoning fleet of private cars, trucks and motor bikes, help fill the main roads with noise and black diesel fumes and contribute to an increasingly hostile and dangerous world for pedestrians and bicyclists. Each kampung has a direct entrance onto the main road from one of its small paths and the entrance is punctuated with an entry statement bearing the name of the kampung and signs displaying some basic rules of the community such as speed limits and curfews. Within kampungs there are small 'guardhouses' on some corners which are used through the night to maintain security...a tradition learned from the Japanese during the occupation in the Second World War.

 

Inside the kampung away from the main road, and in an environment which is essentially pedestrianised, there is little noise, other than human sounds and the songs of the many birds which are kept in bamboo cages hanging outside the entrances to the dwellings or in windows. The air is also a good deal more breatheable than along the main roads, filtered by the vegetation along the paths and reduced in pollutant load by distance separation.

KIP: What it has achieved and how

The Kampung Improvement Programme is a neighbourhood improvement programme aimed at facilitating better roads and footpaths, drains, water supply, sanitary facilities, solid waste management and better social and educational conditions amongst the inhabitants. It is above all, a partnership programme between urban communities and government, with a strong facilitation and guidance role performed by ITS's Laboratory of Housing and Human Settlements. "The Programme is based on the idea that sustainable local development can only be achieved by linking the public sector and the community, with the Institute Technology 10 November Surabaya (ITS) having a catalytic role. Important elements in this relation are regular consultation, mutual commitment, a shared contribution to development, and care for and development of the living environment." (Silas, 1993, p36).

KIP, in its recent manifestations, commenced in 1968 and was born out of a need to do something about the increasingly degraded and unhealthy conditions characteristic of kampungs as they had evolved in larger Indonesian cities.

It has proceeded through various stages since then, influenced by the philosophy of the Indonesian Five Year Development Plans (Repelitas) and the Urban (Infrastructure) Development Programme (IUDP), which were initially very paternalistic in their approach, involving hardly any community participation. It was however rapidly learned that without the involvement of the community, top-down approaches to improving urban livability and sustainability were not only ineffective and inefficient, but were simply financially unsustainable. By 1979 in Repelita III (1979-1984), a decentralized, locally initiated approach was introduced and again in Repelita V (1988-1993) the government's role was directed more towards that of provider and enabler of development and to accommodate and support local community initiative and effort, rather than being the initiator and decision-maker.

KIP is now strongly based on intense community participation, high levels of resourcing by the local community both in terms of money and direct labour, and the forging of an extremely effective partnership between low income communities and the public sector. Generally, for every 1 million Rp provided by the government in direct project costs, such as supplying prefabricated paths and drains, another 0.5 million Rp is contributed by the local community and if the contribution of direct labour inputs and other inputs are included, local contributions are considerably higher. This level of financial and human commitment can only be achieved "if the community understands and accepts the objective of the project and is involved early in the project formulation and takes an active part in decision making and supervision of the project" (Silas, 1993, p16).

In this regard, any programme of improvement under KIP involves ongoing discussions between the city and the community and neighbourhood representatives from the planning to the implementation stage to ensure close agreement on what is to be done, how it is to be done and how the costs will be shared. It must be formally endorsed by both the kampung democratic structure and the city authority in order to commence. ITS has frequently been involved in the facilitation and improvement of this process through evaluation studies and direct liaison. The result of this process is extremely high levels of ownership by the communities over the improvements made, with no deterioration of the results over time, but rather ongoing maintenance and improvement. Great pride is taken in keeping the public areas clean and functioning.

In the physical improvements made under KIP, the centre-piece has been the provision of the footpaths described earlier to improve movement within and around the kampung and to seal what were previously just mud paths. This has been the single biggest investment under KIP. Both roads and footpaths are also provided with deep side-drains to cope with tropical rainfall.

Roads for motor vehicles are deliberately kept to a minimum since most kampung dwellers do not own cars and they want to discourage the interest of middle-income people invading the improved kampungs.

In constructing the new footpaths, almost continuous side-borders of garden beds are also provided, along with space for painted concrete receptacles for both disposable waste (yellow containers) and more recently, recyclable waste (blue containers).

These garden beds are richly planted with fruit-bearing and decorative trees, shrubs and flowers, with women playing a major role in these activities. The greening of the streets happens very rapidly and seems to be a catalyst for the commencement of other initiatives. The local community also provides street lighting and entrance gates to the kampungs. The resulting improvement in the urban environment from these simple changes, supports and encourages an ongoing process of upgrading the construction quality and appearance of houses and other private infrastructure such as toilets, garbage bins, water supply and electricity.

KIP, through its enhancement of community cohesiveness and cooperation, also protects against encroachment on the little remaining open spaces in kampungs for playgrounds, sports and outdoor activities and has been responsible for the addition of meeting places, guard houses and mosques within the communities.

In Surabaya, more than 70% of kampungs have been treated through KIP, particularly inner urban kampungs. KIP's achievements in Surabaya between 1984 and 1990, with some assistance from World Bank long term loans administered through the provincial level, include:

  • improvements to the living conditions of 1.2 million people living in only 3,008 ha of kampung (almost 400 people per ha, or almost 30 times typical urban densities in US and Australian cities);
  • 220 km of footpaths and roads upgraded;
  • 93 km of drains and culverts constructed;
  • 56,000 metres of water pipes laid;
  • 86 public bathing, washing and toilet facilities built;
  • many receptacles, garbage carts and transfer stations for solid waste provided and;
  • elementary schools and public health centres constructed.

As well as improving the physical environment of the kampungs, KIP has had many desirable social and cultural spin-offs. Rather than improving the physical aspects of life through acquiescence to the western standards and practices, which is the norm in the higher standard, formal housing areas of Indonesian cities, KIP has strengthened and enhanced local architecture, culture and way of life, including preservation of significant landmarks such as old graves or trees, believed to be associated with the first person to have established the kampung. It has also improved community cohesiveness, increased the sense of belonging and self-worth among inhabitants, strengthened religious aspects of the community and uplifted the status of women through the many associated social, educational and health programs.

In some sense, KIP should not only be viewed as a successful programme to empower local people to improve the environment of their communities, but also as a successful strategy to preserve a unique human resource, contributing to the development of communal as well as individual identity in the city.

One aspect of both physical and social environment improvement which has been linked to KIP is the approach to waste collection. About 15,000 workers are required to collect rubbish and to sweep Surabaya's streets. These workers have to get wastes to transfer depots where the city takes over and removes the wastes to land fill sites. The city only pays 10% of their salary, the rest comes directly from residents and they are self-organized at a community level. As well as these workers, there are some 2,500 or more 'waste pickers', part of the informal economy, who despite the negative connotations of their title, remove some 20% of the waste stream and turn it into an effective income of about US$350,000 per month in Surabaya. Their role in urban waste management is as important as landfill or incineration.

In order to remove the stigma attached to this job, to formally incorporate and recognise them as an essential part of urban environmental management, and to provide opportunities to progress out of it into other work, the city first re-named them as MPKs or Partners of the Yellow Force, a reference to the yellow jackets worn by the waste collectors and street sweepers. Next, it formally recognised them in a ceremony giving them identity cards, tools and uniforms and provided training to allow them to move out of this line of work. The MPKs are invited to city celebrations and other formal events to increase their self-esteem and confidence and to publically recognise the difficulties of this formidable type of informal work, which they do without subsidy or assistance.

Over the last 30 years of the Kampung Improvement Programme, UNICEF, UNEP and the World Bank have also been involved in various capacities. These have included improving the health and welfare of mothers and children in the kampungs, studies to determine the most urgent needs, education of residents about the importance of improving their local environment, provision of physical infrastructure such as water taps, rubbish storage and collection facilities, group wells and latrines, health projects, vocational training, management and organization skills to facilitate community participation and financial contributions.

The focus of KIP since 1984 has been more towards the fringe and peri-urban kampungs. Since the success of KIP in the urban kampungs, population growth rates have slowed and many newcomers to the city are moving into the fringe areas where both costs and conditions are lower. These areas also need special attention because they are where the most fierce competition for land occurs between low income people and the real estate developers who are gradually eliminating rice fields and engulfing the villages.

Walk-Up Flats

In some cases the decline in the environment of certain pockets of the kampungs was so great that they could not be rejuvenated under KIP. In these cases, the areas were treated with a 'soft approach' to urban renewal devised mainly out of ITS, with the help of its many studies on the population profile, problems and potentials, lifestyle, existing facilities, methods of housing finance, building design needs etc of kampung dwellers.

It was based on replacing the seriously sub-standard housing with innovative, 3 to 4 storey walk-up flats, architecturally designed after intense community consultation with the people to be re-housed so as to ensure the best possible changeover to a 'new' lifestyle, and avoiding the problems of first generation flat development in Jakarta.

These new dwellings retained key elements of the social structure in the kampungs through the dwelling design (eg common cooking areas, communal living areas, shared toilet facilities etc), were sensitive to other aspects of the physical environment such as climate, and greatly enhanced the living conditions of residents through better waste disposal, improved water supply and so on. There is also a high level of internal subdivision of the space in flats which provides families with needed extra income without unduly compromising lifestyle.

The walk-up flat areas in Surabaya have enjoyed similar successes to the KIP areas, eg intense community participation and partnership with the public sector, high level of responsibility for maintenance and operation by local people, ongoing improvements such as tree planting, and significant savings in water and electricity use have been recorded. Furthermore, like the kampungs, 70% of dwellings having some form of income generating activities (Silas, 1993).

Conclusion to KIP

The Kampung Improvement Programme and its sister Walk-Up Flat programme are successful models of enhanced urban sustainability in developing countries. They have simultaneously improved the social, economic and environmental sustainability of the communities they have embraced and they have done so through a process that is strongly community-based and respectful of all people, preserving and strengthening local culture, as well as being very efficient in their use of scarce financial and human resources. Government capital is at least partially matched by locally raised funds and multiplied by the time and labour inputs of the residents of the kampungs. These programmes have also benefited from the constructive, catalytic role played by an involved, community-oriented academic sector, without whose support the programmes would probably have faltered.

These programmes have built on a long tradition of self-help in kampung environments, assisting the inhabitants to achieve an even greater degree of self-empowerment, teaching how to embrace appropriate aspects of modern western technology, management and organisation, without being overrun by them and losing valued local traditions and culture.

 

As the KIP program strengthens the local community and builds on the structure which provides most services within the kampung, the result is an urban settlement pattern which is not car-dependent. It is the equivalent of our urban village concept. Outside the kampung the Indonesian cities still need to prioritise transit rather than large roads, but within the kampung it is a model of non-motorised land use. The greening of these kampungs has occurred without them losing their density.

The success of KIP and the Walk-Up Flats Programmes is attested to by the steady stream of international delegations visiting and inspecting the developments and the fact that the programme is seen as having direct relevance in many other developing countries such as India.




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